SEC

OpenAI whistleblowers said to call upon SEC to investigate its non-disclosure agreements

Kenneth Cheung OpenAI whistleblowers have asked the U.S. Securities and Exchange Commission (SEC) to “immediately approve” an investigation into the artificial intelligence (AI) startup’s prior non-disclosure agreements with its employees, the Washington Post reported on Saturday, citing a seven-page letter it obtained. The whistleblowers have also alleged that OpenAI, whichContinue Reading

SunPower plunges as auditor resigns, SEC subpoena disclosed (NASDAQ:SPWR)

In: Finance

bombermoon/iStock via Getty Images SunPower (NASDAQ:SPWR) -18.2% in Friday’s trading to its lowest in nearly two months after disclosing Ernst & Young resigned as its auditor in the wake of allegations of misconduct by senior executives. Also in its 8-K filing, SunPower (SPWR) said it received a document subpoena fromContinue Reading

SEC Greenlights First Spot Bitcoin-Ethereum ETF By U.Today

In: Finance

U.Today – As is already known, the SEC has acknowledged receipt of the 19b-4 filing for the Hashdex Nasdaq Crypto Index U.S. ETF. If approved by early March 2025, it will notably include both and in its portfolio. The term “19b-4” refers to a specific rule under the Securities ExchangeContinue Reading

Silvergate Capital and execs charged by SEC for “negligence-based fraud”

In: Finance

The U.S. Securities and Exchange Commission (SEC) on Monday charged cryptocurrency-friendly lender Silvergate Capital (OTC:SICP) for “negligence-based fraud” on Monday. According to the SEC’s complaint, Silvergate and its former CFO Antonio Martino had misrepresented the company’s financial condition during a liquidity crisis and bank run following FTX’s collapse. The complaintContinue Reading

Cassava Sciences down another 3% as SEC provides update on simufilam probe

In: Finance

ablokhin The SEC has provided Cassava Sciences (NASDAQ:SAVA) with additional information from an ongoing investigation of the agency’s phase 2b study of Alzheimer’s candidate simufilam. While the company did not provide details about that information in a Monday SEC filing, it did say it has formed an internal committee ofContinue Reading

Binance must face bulk of US SEC crypto lawsuit, judge rules By Reuters

In: Finance

(Reuters) – A federal judge ruled late Friday that the majority of a lawsuit filed by the U.S. Securities and Exchange Commission (SEC) against Binance, the world’s largest cryptocurrency exchange, can proceed. The decision by Judge Amy Berman Jackson of the U.S. District Court for the District of Columbia dealsContinue Reading

SEC

OpenAI whistleblowers said to call upon SEC to investigate its non-disclosure agreements

SunPower plunges as auditor resigns, SEC subpoena disclosed (NASDAQ:SPWR)

SEC Greenlights First Spot Bitcoin-Ethereum ETF By U.Today

Silvergate Capital and execs charged by SEC for “negligence-based fraud”

Cassava Sciences down another 3% as SEC provides update on simufilam probe

Binance must face bulk of US SEC crypto lawsuit, judge rules By Reuters

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